Jodi Jamison concentrates her practice on securities regulation and securities litigation. Jodi is a strategic advisor to clients with three decades of experience navigating complex corporate, securities, and financial services matters. She leverages her experience as a former Securities and Exchange Commission (SEC) attorney and longtime in-house counsel to fintech companies and global financial institutions to provide clients with a combination of regulatory insight, litigation readiness, and operational judgment. Her practice centers on helping companies anticipate and mitigate regulatory risk, structure complex transactions, and resolve disputes with clarity, speed, and strategic discipline.
- Directed examinations, investigations, and enforcement actions brought by the SEC, FINRA, and state securities regulators, and led comprehensive reviews of policies, procedures, and operational controls to address regulatory requirements.
- Advised a broker-dealer on the launch of a crypto custody offering, serving as the primary liaison to the SEC, FINRA, and clearing corporations while advising executives on digital asset clearing, custody, and net capital requirements.
- Led examinations and enforcement actions during her tenure at the SEC, including major sweeps such as 529 Plans, IPO Spinning, and Reg S-P, and worked on industry rulemaking initiatives, such as the consolidation of NASD and NYSE rulebooks.
Admissions
- New York
Memberships
- Securities Industry and Financial Markets Association, Former Member
- New York State Bar Association, Member
Education
- J.D., Georgia State University, 1995
- B.B.A., University of Georgia, 1991